option 期权
option buyer 期权买方
option class 期权类别
option contract 期权合约
option holder 期权持有人
option position 期权持仓
option pricing model 期权定价模式
option seller 期权卖方
option series 期权系列
option valuation 期权定价
option writer 期权卖方
optional registration service 另选登记服务
Options Broker Exchange Participant 期权经纪交易平台参与者
Options Clearing Officer 期权结算主任
Options Clearing Officer Examination 期权结算主任考试
Options Clearing Rules 《期权结算规则》
Options Client's Agreement 期权顾客协议书
options delivery instruction 期权出货指令
options digital datafeed 期权数码资料传送专线
Options Exchange Participant 期权交易平台参与者
Options Information Service 期权资讯服务
options tariff 期权成本
options trade confirmation 期权买卖确认书
Options Trading Exchange Participant 期权交易交易平台参与者
Options Trading Officer 期权买卖主任
Options Trading Officer and Representative Examinations 期权买卖主任及代表考试
Options Trading Representative 期权买卖代表
Options Trading Rules 《期权买卖规则》
order 交易盘；交易指示
order at discretion 全权委托盘
order book 交易盘纪录；挂盘册
order-driven 以交易盘带动
order entry 交易盘输入
order form 盘纸
order input period 输入交易盘时段
order instruction 入市指令
order matching 对盘
order matching period 对盘时段
order routing 交易盘传递
Order Routing System 交易盘传递系统
order throughput 交易盘处置率
ordinary share 普通股
OTC Bulletin Board 场外买卖议价板
out-of-the-money option 价外期权
output VAT 销项增值税
outstanding contingent liabilities 未偿或然负债
outstanding loan 未偿还借款
outstanding order 没有完成交易盘
outstanding stock 已发行股份/股本/股票
over-allotment option 超额配发权；超额配股权
over-allotment option scheme 超额配发机制
over-the-counter derivative 场外衍生工具
over-the-counter market 场外证券市场
over-the-counter option 场外期权
overall position 整体持仓
overbooked 超额认购
overbought 超买
overnight liquidity 隔夜流动资金
Overnight Report Distribution 即夜传送报告资料服务
overnight trade 非即日平仓买卖
overseas issuer 国外发行人
overseas listed foreign share 境外上市外资股
oversold 超卖
oversubscribed 超额认购
overtrading 过量买卖
PASLA see Pan Asian Securities Lending Association
PBOC see People's Bank of China
PCS see Provisional Clearing Statement
P/E see price/earnings ratio
PECC see Pacific Economic Cooperation Council
PIN see personal identification number
PKI see Public Key Infrastructure
POSIT see Portfolio System for Institutional Traders
PNS see Proprietary Network System
PPP see purchasing power parity
PRiME see Portfolio Risk Margining System of HKEx
PSE see Pacific Stock Exchange
PSS see Participant Supplied System
PvP see payment vs payment
PABX Telephone System 内线电话系统
Pacific Economic Cooperation Council 太平洋经济合作会议
Pacific Stock Exchange 太平洋证券交易平台
Pacific-Basin Capital Markets Research Center 太平洋区资本市场研究中心
paid-up capital; paid-in capital 实缴股本；缴入股本
painting the tape 操纵证券价格
Pan Asian Securities Lending Association 亚洲证券借贷协会
paper gold 纸黄金
paper intensive settlement 票据密集交收
paperless trading 无纸化买卖
paper-to-paper arrangement 票对票方法
par value 票面值
parent company 母公司
parity 平价
parity value 平衡价值
partially filled order 部份完成的交易指示
Participant Access Services 参与者资料提取系统
Participant gateway 参与者网间连接器
Participant Supplied System 参与者自设系统
Particular Transfer 特别出售股
partly-paid share 未缴足股份
payment vs payment 汇款同步交收；即时汇款同时交收
payoff 回报；收益
payoff diagram 收益图
payoff period 收购期；回本期
Payout-Protection Rule 「保护偿付」规则
PC terminal user 个人电脑终端机用户
pegged exchange rate 联系汇率
pegged rate system 联系汇率制；挂钩汇率制
penny stock 细价股；蚊型股
People's Bank of China 中国人民银行
per capita gross domestic product 人均国内生产总值
per capita gross national product 人均国民生产总值
period of solicitation 招售期
Permanent Secretary for Financial Services and the Treasury 财经事务及库务局常任秘书长
perpetual bond 永久债券
personal account dealing guidelines 私人户口买卖引导
personal identification number 私人密码
phishing 伪冒邮件
physical delivery 实物交收
physical inventory 实地盘存
physical market 现货市场
physical price 现货价
physical scrip 实物股票
Pink Sheets 「粉红价单」
pit 买卖圈；买卖场
pit trading 场内买卖
placee 获配售人；承配人
placing 配售
placing agent 配售代理
placing and TOP-up 以先旧后新方法配售
placing guidelines 配售引导
placing order 落盘
plain vanilla bond 传统债券
plain vanilla warrant 一般权证
pledge 抵押
plus tick 高于前成交价
port fee 接驳站成本；接口费
portfolio 投资组合
Portfolio Analyser 组合剖析仪
portfolio manager 投资组合经理
Portfolio Risk Margining System of HKEx 香港交易平台组合风险按金系统
Portfolio System for Institutional Traders 机构买卖员组合系统
position 持仓；仓；盘；头寸
position adjustment 调整持仓
position limit 持仓限额；持仓上限
position limit ratio 持仓限额比率
position ratio 持仓比率
position risk adjustment 持仓风险调整
position squaring 平仓
position trader 头寸买卖商
Positioning for a New Era 《迈进新纪元》
post-listing acquisition 上市后的回收活动
power of attorney 授权书
power of sanction 制裁权
Practice Note 应用引导
PRC issuer 中国大陆发行人
predator 狙击手
Predefined Futures Calendar Spreads 预设期货跨期合约
pre-emptive right 优先认购权
preference / preferred share 优先股
preferred ordinary share 优先普通股
Pre-market Opening Mechanism 开市议价机制
pre-open allocation session 开市前分配时段
premium 溢价
premium 高水
premium 期权金
premium turnover 期权金成交额
pre-opening session 开市前时段；开市前议价时段
pre-order matching period 对盘前时段
Preparatory Board 准备董事会
prescribed percentage 指定百分比
previous closing price 前收市价
price cheating 食价
price discovery 市场定价；市场价格厘定；价格发现
price manipulation 操纵价格；造价
price ramping 炒高价格
Price Reporting System 价格系统
price spread 跨价交易
price/earnings ratio 市盈率
price-sensitive information 股价敏锐资料；影响股价资料
pricing model 定价模式
primary listing 第一上市
Primary Market Database 上市公司资料库
primary market 筹资市场；一级市场*
primary sponsor 主要保荐人
principal account 公司户口
principal supervisor 主要主管
principle of best execution 以最好价格实行买卖的原则；
以最好条件实行买卖的原则
Priority Construction Treasury 国家重点建设债券
private fibre optical circuit 自置光纤线路
private placing 私人配售
privately-offered fund 私募基金*
privatisation 私有化；私营化
privileged user 特许用户
pro forma fully diluted price/earnings ratio 备考全方位摊薄市盈率
pro forma statement 备考报表
Process Review Panel 程序覆检委员会
Professional Accountants Ordinance 《专业会计师条例》
Professional Conduct Rules and Regulations 《专业操守规则及规例》
Professional Course for Equity Options Practitioners 股票期权从业员专业课程
profit 溢利；收益；盈利
profit and loss account 损益账
profit forecast 溢利预测
profits attributable to shareholders 股东应占溢利
programme trading 程式交易；程式买卖
project finance 项目筹资
Project on the Use of Plain Language 浅白语言计划
Prolonged Suspension Status Report 有关长期停牌公司之报告
promoter 发起人
property gains tax 物业增值税
property valuer 物业估值师
proposed director 获提名董事
proprietary account 公司专用户口
Proprietary Network System 专线互联网系统
proprietary routing terminal 专用互联网系统
proprietary trading 自营交易；坐盘
proprietary trading system 专用买卖系统
prospectus 招股章程；招股书；发行章程
Protection of Investors Ordinance 《保障投资者条例》
Provident Fund Scheme 公积金计划
provision 条文
provision 筹备；拨备
provision for bad and doubtful debts 坏账及呆账拨备
Provisional Clearing Statement 临时结算表
provisional letter of allotment 暂定配额公告书
provisional liquidator 临时清盘人
proxy form 代表委任表格；委派代表书
prudence 审慎原则
public address system 公布系统
public censure 公开谴责
Public Debt Treasury 保值公债
public float 公众持股量
public float capitalisation 公众持股市值
public interest 公众利益
Public Interest Director 公众利益董事
Public Key Infrastructure 公开密码匙基础建设
purchasing power parity 购买力平价
put option 认沽期权
put warrant 认沽权证
put writer 认沽期权沽出者
QDII see Qualified Domestic Institutional Investor
QFII see Qualified Foreign Institutional Investor
qualification share 资格股
Qualified Domestic Institutional Investor 合格境内机构投资者
Qualified Foreign Institutional Investor 合格境外机构投资者
qualified institutional buyer 合资格机构用户
qualified opinion 保注意见
Quick Reference Guide 方便指南
quiet trading 交投淡静
quotation rules 价格规则
quote 价格；开价盘
quote maintenance report 开盘情况报告
quote request 价格需要；开价盘需要
quote-driven 以价格带动；以开盘带动
Range ELI see Range Equity linked Instrument
RDDS see Realtime Digital Data Service
REIT see real estate investment trust
repo see repurchase agreement
RFQ see request for quote
RIQ see Recognised Industry Qualifications
RSI see Relative Strength Indicator
RTGS see Real Time Gross Settlement System
raider 狙击手
rally 回升；反弹
ramping 炒高价格
random assignment 随机分配
Range Equity linked Instrument 「勒束式」股票挂钩票据
ranking liabilities 认同负债
rat trading 老鼠仓活动
rate of return 回报率
real estate investment trust 房产投资信托基金
real exchange rate 实质汇率
real time calculation 实时计算
Real Time Gross Settlement system 即时支付结算管理软件
real time information 即时资讯；实时资讯
realisation 变现
Realtime Digital Data Service 即时数码数据服务
realtime digital datafeed 即时数码资料传送专线
rebate 回扣；回佣；佣金回扣
recapitalisation 资本重整
receiving agent 收款代理
receiving bank 收款银行
Recognised Industry Qualifications 认同行业资格
reconciliation 对账
recoverable VAT 应退增值税
red chip 红筹股
redeemable share 可赎回股份
redemption 赎回；兑付*；还本付息*
rediscount 再贴现
Reference for Disclosures in Annual Reports 《周年报告的参考披露资料》
regional index call warrant 区域性指数认购权证
Regional Monitor 《亚太股市脉络》
register of members 股东名册
registered certificate 记名证书
registered dealer 注册证券商
registered financier 注册筹资人
registered firm 注册商号
registered intermediary 注册中介团体
registered owner 登记持有人
registered securities 记名证券
Registered Trader 注册庄家
Registered Treasury 记账式国库券
registrar 过户登记处；过户处
Registrar of Companies 公司注册处处长
registration and transfer fee 登记过户费
regulated short selling 受监管之股份卖空活动
regulation 监管
regulatory arbitrage 监管套戥
regulatory body 监管机构
regulatory regime 监管规范
rejected sales 反驳买卖
related party transaction 关连人士买卖
related person 关连人士
relationship of put-call parity 认沽认购等价关系
relative return 相对回报率
Relative Strength Indicator 相对强弱指数
rematerialisation 重新实物化
remote trading access 遥距买卖设施
remuneration package 薪资利益
reorganisation 重组
replacement cosplayt 重置本钱
Report by the Expert Group to Review the Operation of the Securities and Futures Market Regulatory Structure 《反省证券及期货市场规管构造运作专家小组报告书》
Report of the Securities Review Committee 《证券业反省委员会报告书》
Report on Financial Market Review 《金融市场反省报告》
Report on the Enhancement of the Financial Infrastructure in Hong Kong 《提高香港的金融基础设施报告》
reporting accountant 申报会计师
reporting period 申报期
reprimand 谴责
repurchase 购回；购回股份
repurchase agreement 回购协议
request for proposal 征求建议书
request for quote 价格需要
required rate of return 所需回报率
reserve 储备
reserve fund 储备基金
response time 回话时间
responsibility letter 责任承诺书
responsibility statement 责任声明书
restatement of accounts 重整账目
restricted licence bank 有限制牌照银行
restriction notice 限制公告书
results announcement 营业额公布
resumption of trading 复牌；恢复交易
retail broker 散户经纪
retail information service 零售资讯服务
retail investor 散户投资者；散户
retained capital 留成资金；保留资金
retained earnings; retained income 留存盈利；留存收益
retained profits 留存溢利；留存盈利
Reuters Monitor Equities Investment Service 路透社证券投资传视服务
revaluation 重估
reversal contract 逆转买卖合约；取消买卖合约
reverse takeover 反回收
reverse convertibles 反向可转换商品
Revised Guidance Notes Regarding Money Laundering 《预防洗黑钱修订引导》
revised short selling scheme 经修订的股份卖空计划
rights issue 供股；配售新股
risk array algorithm 风险排列算式
risk array margining system 风险排列按金规范
risk array method 风险排列办法
risk control 封控
risk disclosure 风险披露
Risk Disclosure Statement 风险披露声明书
risk evaluation 风险评估
risk identification 风险辨别
risk management 风险管理
Risk Management Committee 风险管理委员会
risk parameter 风险参数
risk tolerance 风险容限
risk-free interest rate 无风险利率
roadshow 巡回推广
Rolling Forex 日转期汇
roll-over 转仓
round lot 手
round trip option transaction 「来回」期权买卖
round-lot-plus order 非整手交易盘
router system 交易盘传递系统
Rules Governing the Listing of Securities on the Growth Enterprise Market of the Stock Exchange of Hong Kong Limited 《香港联合交易平台公司创业板证券上市条件》（《创业板上市条件》）
Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited 《香港联合交易平台公司证券上市条件》（《证券上市条件》）
Rules of the Exchange 《交易平台规则》
runner 驳脚经纪
SAAC see Securities Analysts Association of China
SAC see Securities Association of China, The
SAFE see State Administration of Foreign Exchange
SASAC see State-owned Assets Supervision and Administration Commission
SBLA see securities borrowing and lending agreement
SCCLR see Standing Committee on Company Law Reform
SCEFI see Steering Committee on the Enhancement of Financial Infrastructure, The
SCORE see Stock Options Reference Educator
SCP see Self Clearing Participant
SDNet see Securities and Derivatives Communication Network
SEAQ see Stock Exchange Automated Quotations System
SEAQI see Stock Exchange Automated Quotations System for International Equities
SEATS see Stock Exchange Alternative Trading Service
SEC see Securities and Exchange Commission
SEHK see Stock Exchange of Hong Kong Limited, The
SEIS see Stock Exchange Information Services Limited
网站优化CH see SEHK Options Clearing House Limited, The
SESDAQ see Stock Exchange of Singapore Dealing and Automated Quotation System
SFC see Securities and Futures Commission, The
SFAT see Securities and Futures Appeals Tribunal
SGX see Singapore Exchange
SI see settlement instruction
SIB see Securities and Investment Board
SMARTS see Securities Market Automated Research, Training Surveillance System
SMFP see share margin finance provider
SOES see Small Order Entry System/Small Order Execution System
SPAN see Standard Portfolio Analysis of Risk
SPDR see Standard Poor's Depository Receipt
SRN see Shareholder Reference Number
SSAP see Statement of Standard Accounting Practice
STAQS see Securities Trading Automated Quotation System
SWIFT see Society for Worldwide Interbank Financial Telecommunications
SP/HKEx Composite 标准普尔/香港交易平台综合指数
SP/HKEx GEM 标准普尔/香港交易平台创业板指
SP/HKEx LargeCap 标准普尔/香港交易平台大型股指数
SP/HKEx MidCap 25 标准普尔/香港交易平台中型股25指数
SP/HKEx SmallCap 50 标准普尔/香港交易平台小型股50指数
sales representative 营业代表
sales revenue 销售收入
salvage value 残值
same day exercise 同日行使
samurai bond 武士债券
scalable 提升运作的能力
scalping 老鼠仓活动；食价
scheme of arrangement 协议安排；协议计划
screen 荧幕；屏幕*
scrip pidend 以股代息
scrip fee 股票登记费；登记过户费
scrip issue 发行红股
scripless trading 无纸化买卖
seasoned securities 优质证券
second board 第二板；第二板市场
second liner; second line stock 二线股
second market 第二板；第二板市场
secondary listing 第二上市
secondary market 买卖市场；二级市场
Secretary for Economic Development and Labour 经济进步及劳工局局长
Secretary for Financial Services and the Treasury 财经事务及库务局局长
secured debts 抵押债项
Securities Ordinance 《证券（结算所）条例》
Securities Rules 《证券（买卖商、投资顾问、合伙及代表）规则》
Securities Notification History Reports 《证券（披露权益）具报纪录》
Securities Notification Summaries 《证券（披露权益）具报摘要》
Securities Ordinance 《证券（披露权益）条例》
Securities Ordinance 《证券（内幕买卖）条例》
Securities Ordinance 2000 《2000年证券（保证金筹资）（修订）条例》
Securities Rules 《证券（证券借出）规则》
Securities Analysts Association of China 中国证券业协会证券剖析师专业委员会
Securities and Derivatives Communication Network 证券及衍生工具团体互联网
Securities and Exchange Act 证券买卖法
Securities and Exchange Commission 证券买卖委员会
Securities and Futures Ordinance 《证券及期货（结算所）条例》
Securities and Futures Rules 2003 《2003年证券及期货（合约限量及须申报的持仓量）（修订）规则》
Securities and Futures Regulation 《证券及期货（披露权益－免除 ）规例》
Securities and Futures Rules 《证券及期货（披露权益－证券借贷）规则》